Peter C. Watts
Professional summary
Peter C. Watts, who also goes by Peter C. Watts Mr., is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2005. Peter has worked at 3 firms and has passed the Series 63, Series 3, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter C. Watts's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2020 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901April 19, 2010 - April 10, 2014
GOLDMAN SACHS & CO. LLC
April 19, 2005 - March 18, 2010
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2024)
(8/26/2020)
(7/18/2024)
(7/18/2024)
(3/26/2025)
(7/18/2024)
(9/4/2020)
(1/28/2025)
(7/18/2024)
Exams
Series 7TO
Date: 8/25/2020
General Securities Representative ExaminationSeries 55
Date: 2/23/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (33 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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