Christopher A. Wolff

CAPITAL INVESTMENT MANAGEMENT

Lee's Summit, MO 64063

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CRD#: 4925213

Professional summary

Christopher Alan Wolff, CFP®, who also goes by Chris A Wolff, Chris Alan Wolff, Chris Wolff, Christopher A Wolff, Christopher Alan Wolff, Christopher Wolff, is a registered financial advisor currently at CAPITAL INVESTMENT MANAGEMENT, INC located in Lee's Summit, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lees Summit, Missouri.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Wolff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 1, 2026 - Present

CAPITAL INVESTMENT MANAGEMENT, INC

Office #1: 608 S.w. 3rd St., Lee's Summit, MO 64063

RIA

CRD#: 113917

Lee's Summit, MO

Current

August 30, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 608 Sw 3rd Street, Lees Summit, MO 64063

CRD#: 39543

Lees Summit, MO

Past

January 16, 2018 - December 31, 2021

TOWER WEALTH MANAGERS

RIA

CRD#: 144791

KANSAS CITY, MO

Past

January 31, 2017 - October 20, 2017

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

LEAWOOD, KS

Past

December 16, 2015 - December 6, 2016

COPPER FINANCIAL

CRD#: 168203

LENEXA, KS

Past

December 4, 2015 - December 6, 2016

COPPER FINANCIAL

RIA

CRD#: 168203

LENEXA, KS

Past

January 17, 2014 - November 2, 2015

CREATIVE PLANNING

RIA

CRD#: 105348

LEAWOOD, KS

Past

October 30, 2012 - November 8, 2013

ASPYRE WEALTH PARTNERS

RIA

CRD#: 107212

OVERLAND PARK, KS

Past

April 29, 2009 - October 12, 2012

AMERICAN CENTURY BROKERAGE, INC.

CRD#: 42846

LEAWOOD, KS

Past

May 10, 2005 - October 12, 2012

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

LEAWOOD, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT MANAGEMENT, INC

CRD#: 113917 / SEC#: 801-76972

RIA

Registered Investment Advisory firm - (8/13/2012 Approved)

Kansas

Registered Investment Advisory firm - (8/14/2012 Terminated)

Missouri

Registered Investment Advisory firm - (8/14/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(9/19/2025)

IAR

Missouri
(4/1/2026)

Virginia
(1/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/29/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/15/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/9/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT MANAGEMENT, INC

CRD#: 113917 / SEC#: 801-76972

RIA

Registered Investment Advisory firm - (8/13/2012 Approved)

Kansas

Registered Investment Advisory firm - (8/14/2012 Terminated)

Missouri

Registered Investment Advisory firm - (8/14/2012 Terminated)

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Contact information

Main Address

608 S.w. 3rd St., Lee's Summit, MO 64063

Mailing Address

Phone number

(816) 246-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,057
AUM (Assets Under Management)	$ 477,059,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher A. Wolff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Wolff's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT MANAGEMENT, INC

CAMBRIDGE INVESTMENT RESEARCH, INC.

TOWER WEALTH MANAGERS

AMERICAN CENTURY INVESTMENT SERVICES INC.

COPPER FINANCIAL

COPPER FINANCIAL

CREATIVE PLANNING

ASPYRE WEALTH PARTNERS

AMERICAN CENTURY BROKERAGE, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2025

Series 63

Date: 12/29/2015

Series 7TO

Date: 8/29/2025

SIE

Date: 8/15/2025

Series 7

Date: 12/16/2015

Series 6

Date: 5/9/2005

FINRA

Current Firm

CAPITAL INVESTMENT MANAGEMENT, INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT MANAGEMENT, INC

TRUST BUT VERIFY

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