George W. Climer

BRAGG FINANCIAL ADVISORS

Charlotte, NC 28203

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CRD#: 4923210

Professional summary

George William Climer III, CFP® is a registered financial advisor currently at BRAGG FINANCIAL ADVISORS INC located in Charlotte, North Carolina.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. George has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. First Presbyterian Church of Charlotte, 200 W. Trade Street, Charlotte, NC 28202, Member of the Finance and Investment Committees, outside activity is investment related, George Climer spends 2 hours per month on this activity during non-trading hours and zero hours per month during trading hours, activity includes cash management, endownment account review, including asset allocation and performance review. 2. Myers Park High School, 2400 Colony Road, Charlotte, NC 28209, Member of the Finance Committee, outside activity is investment related, George Climer spends 2 hours per month on this activity during non-trading hours and zero hours per month during trading hours, activity includes budget planning, cash management, endownment account review, including asset allocation and performance review.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Climer III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

August 14, 2020 - Present

BRAGG FINANCIAL ADVISORS INC

Office #1: 1031 South Caldwell St Suite 200, Charlotte, NC 28203

RIA

CRD#: 108780

Charlotte, NC

Past

July 10, 2013 - September 2, 2020

QUEENS ROAD SECURITIES, LLC

CRD#: 104277

CHARLOTTE, NC

Past

July 22, 2005 - June 28, 2013

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MOORESVILLE, NC

Past

April 7, 2005 - June 28, 2013

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MOORESVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/2005

General Securities Representative Examination

Current Firm

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

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Contact information

Main Address

1031 South Caldwell St Suite 200, Charlotte, NC 28203

Mailing Address

Phone number

(704) 377-0261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV, PART II BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,552
AUM (Assets Under Management)	$ 3,904,367,607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George W. Climer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Climer III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAGG FINANCIAL ADVISORS INC

QUEENS ROAD SECURITIES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BRAGG FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 4/6/2005

Current Firm

BRAGG FINANCIAL ADVISORS INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRAGG FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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