Julian F. Patton

BUCKHORN INVESTMENT ADVISORS LLC

Charlotte, NC 28277

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CRD#: 4922289

Professional summary

Julian Franklin Patton JR., CFP®, who also goes by Jay Patton, is a registered financial advisor currently at BUCKHORN INVESTMENT ADVISORS LLC located in Charlotte, North Carolina.

Julian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Julian has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Patton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agency � Insurance Agent � Non-�investment related � Licensed to provide fixed, variable, life, general insurance policies to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julian Franklin Patton JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 7, 2018 - Present

BUCKHORN INVESTMENT ADVISORS LLC

Office #1: 15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277

RIA

CRD#: 291890

Charlotte, NC

Past

August 5, 2013 - May 2, 2018

QUEENS OAK ADVISORS

RIA

CRD#: 150605

CHARLOTTE, NC

Past

November 22, 2011 - March 27, 2014

BUCKHORN CAPITAL MANAGEMENT LLC

RIA

CRD#: 108457

CHARLOTTE, NC

Past

July 2, 2008 - June 28, 2011

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

June 17, 2008 - June 28, 2011

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

November 14, 2007 - May 23, 2008

PPA ADVISORY SERVICES, INC.

RIA

CRD#: 125930

ROSWELL, GA

Past

December 16, 2005 - May 23, 2008

PPA INVESTMENTS, INC.

CRD#: 15869

ROSWELL, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(11/5/2018)

IAR

Georgia
(4/26/2019)

IAR

Louisiana
(4/20/2020)

IAR

Mississippi
(1/29/2019)

IAR

North Carolina
(5/7/2018)

IAR

South Carolina
(7/25/2018)

IAR

Texas
(6/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/23/2005

General Securities Representative Examination

Current Firm

BUCKHORN INVESTMENT ADVISORS LLC

BUCKHORN INVESTMENT ADVISORS | VERITAS INVESTMENT & WEALTH ADVISORY, LLC | VERITAS INVESTMENT & WEALTH ADVISORY LLC | VERITAS INVESTMENT & WEALTH ADVISORY | BUCKHORN INVESTMENT ADVISORS LLC

CRD#: 291890 / SEC#:

Alabama

Registered Investment Advisory firm - (11/2/2018 Approved)

Georgia

Registered Investment Advisory firm - (4/26/2019 Approved)

Louisiana

Registered Investment Advisory firm - (4/20/2020 Approved)

Mississippi

Registered Investment Advisory firm - (1/29/2019 Approved)

North Carolina

Registered Investment Advisory firm - (5/7/2018 Approved)

South Carolina

Registered Investment Advisory firm - (7/25/2018 Approved)

Texas

Registered Investment Advisory firm - (6/25/2018 Conditional Restricted)

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Contact information

Main Address

15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277

Mailing Address

Phone number

(704) 887-4942

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 74,500,721

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Julian F. Patton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julian Franklin Patton JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKHORN INVESTMENT ADVISORS LLC

QUEENS OAK ADVISORS

BUCKHORN CAPITAL MANAGEMENT LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

PPA ADVISORY SERVICES, INC.

PPA INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2005

Series 7

Date: 6/23/2005

Current Firm

BUCKHORN INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BUCKHORN INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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