MZ
Michael J. Zlatin
ODEON CAPITAL GROUP LLC
New York, NY 10022
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CRD#: 4919544
MZ
Professional summary
Michael J Zlatin is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael J Zlatin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2017 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022BD
CRD#: 148493
New York, NY
Past
June 18, 2012 - February 10, 2014
STANDARD CREDIT SECURITIES INC.
BD
CRD#: 42813
NEW YORK, NY
Past
April 1, 2005 - September 18, 2017
TRADITION SECURITIES AND DERIVATIVES LLC
BD
CRD#: 28269
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/26/2022)
RR
California(6/26/2022)
RR
Colorado(6/26/2022)
RR
Connecticut(6/26/2022)
RR
District of Columbia(6/26/2022)
RR
Florida(6/26/2022)
RR
Georgia(6/26/2022)
RR
Illinois(6/26/2022)
RR
Indiana(6/26/2022)
RR
Kentucky(6/26/2022)
RR
Missouri(6/26/2022)
RR
New Hampshire(6/26/2022)
RR
New Jersey(6/26/2022)
RR
New York(9/11/2017)
RR
North Carolina(6/26/2022)
RR
Ohio(6/27/2022)
RR
Oregon(6/26/2022)
RR
Pennsylvania(6/26/2022)
RR
Puerto Rico(6/26/2022)
RR
South Carolina(6/26/2022)
RR
Texas(6/26/2022)
RR
Washington(6/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/19/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
OC
ODEON CAPITAL GROUP LLC
ASTERISK CAPITAL LLC | TALON SECURITIES LLC | PBC ADVSIORS LLC | ODEON CAPITAL GROUP LLC | EAS ADVISORS
CRD#: 148493 / SEC#: , 8-68033
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
750 Lexington Avenue 27th Fl., New York, NY, 10022
Mailing Address
750 Lexington Avenue 27th Fl., New York, NY, 10022
Phone number
(212) 257-6970
Established
Delaware since 09/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
