MS
Michael R. Saracino
ON INVESTMENT MANAGEMENT CO
Wormsleysburg, PA 17043
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CRD#: 4918007
MS
Professional summary
Michael Richard Saracino is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Wormsleysburg, Pennsylvania and THE O.N. EQUITY SALES COMPANY located in Wormleysburg, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CHOICE FINANCIAL SERVICES LLC; NOT INVESTMENT RELATED; 76 Greenwood Circle Suite 1 Wormsleysburg PA 17043; SELLING INSURANCE; PRESIDENT; START DATE: 12/02/2009; 160 HOURS PER MONTH (160 HOURS PER MONTH DURING TRADING HOURS) SELLING LIFE, HEALTH, LONG TERM CARE, DISABILITY INSURANCE, GROUP HEALTH, FIXED AND EQUITY INDEXED ANNUITIES. 2) MICHAEL SARACINO; NOT INVESTMENT RELATED; 6312 ASTON COURT HARRISBURG PA 17111; EBAY SALES; OWNER; START DATE 08/01/2005; HOURS/MONTH 4; HOURS/TRADING 0; SELLING PERSONAL ITEMS ON EBAY.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Richard Saracino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2014 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 76 Greenwood Circle Suite 1, Wormsleysburg, PA 17043RIA
CRD#: 105662
Wormsleysburg, PA
Current
March 21, 2005 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 76 Greenwood Circle Ste 1, Wormleysburg, PA 17043BD
CRD#: 2936
Wormleysburg, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(1/2/2013)
RR
Kentucky(6/24/2020)
RR
Maryland(3/28/2016)
RR
Pennsylvania(3/22/2005)
IAR
Pennsylvania(3/25/2014)
RR
Texas(1/2/2015)
RR
Virginia(10/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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