Marc E. Koven

CYPRESS WEALTH SERVICES

Palm Desert, CA 92260

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CRD#: 4916658

Professional summary

Marc Edelman Koven, who also goes by Marc Koven, is a registered financial advisor currently at CYPRESS WEALTH SERVICES, LLC located in Palm Desert, California and M. S. HOWELLS & CO. located in Palm Desert, California.

Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Marc has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Koven

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JUNE 2017; INDEPENDENT INSURANCE PROFESSIONAL, PALM DESERT, CA; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS. 2. APRIL 2017; FREEDOM PARTNERS, YORBA LINDA, CA; NON INVESTMENT RELATED; OPERATIONS AND TECHNOLOGY SME; ASSIST RIAs WITH BACK OFFICE SUPPORT; FOCUSING ON OPERATION; DEVOTE 40 HRS/MONTH DURING NON MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Edelman Koven's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2017 - Present

CYPRESS WEALTH SERVICES, LLC

Office #1: 74150 Country Club Drive, Palm Desert, CA 92260

RIA

CRD#: 288992

Palm Desert, CA

Current

March 23, 2021 - Present

M. S. HOWELLS & CO.

Office #1: 74150 Country Club Drive, Palm Desert, CA 92260

CRD#: 104100

Palm Desert, CA

Past

May 5, 2014 - December 31, 2017

INTEGRATED WEALTH MANAGEMENT, INC.

RIA

CRD#: 106335

PALM DESERT, CA

Past

April 21, 2014 - March 1, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PALM DESERT, CA

Past

June 1, 2009 - May 1, 2014

MORGAN STANLEY

RIA

CRD#: 149777

PALM DESERT, CA

Past

June 1, 2009 - May 1, 2014

MORGAN STANLEY

CRD#: 149777

PALM DESERT, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PALM DESERT, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PALM DESERT, CA

Past

May 19, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PALM DESERT, CA

Past

March 25, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PALM DESERT, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CYPRESS WEALTH SERVICES, LLC

CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP

CRD#: 288992 / SEC#: 801-110836

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(7/19/2017)

California
(3/23/2021)

IAR

Texas
(4/4/2018)

Texas
(8/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/22/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/24/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CYPRESS WEALTH SERVICES, LLC

CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP

CRD#: 288992 / SEC#: 801-110836

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

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Contact information

Main Address

74150 Country Club Drive, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 834-7250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CYPRESS DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,882
AUM (Assets Under Management)	$ 965,541,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc E. Koven

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Edelman Koven's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

INTEGRATED WEALTH MANAGEMENT, INC.

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CYPRESS WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2005

SIE

Date: 10/1/2018

Series 31

Date: 4/22/2005

Series 7

Date: 3/24/2005

FINRA

Current Firm

CYPRESS WEALTH SERVICES, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CYPRESS WEALTH SERVICES, LLC

TRUST BUT VERIFY

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