Stacy L. Fontana
Professional summary
Stacy Lynn Fontana, who also goes by Stacy Fontana, Stacy Lynn Slater, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Stacy is registered as a RR (Registered Representative) and started their career in finance in 2005. Stacy has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stacy Lynn Fontana's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2010 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902January 3, 2024 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 22, 2021 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 22, 2005 - April 23, 2007
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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