DD
Daniel J. Determan
CLF ASSET MANAGEMENT
Madison, WI 53717
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CRD#: 4908528
DD
Professional summary
Daniel John Determan, CFP®, ChFC®, who also goes by Daniel John Determan Mr, David John Determan, is a registered financial advisor currently at CLF ASSET MANAGEMENT, INC. located in Madison, Wisconsin.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Daniel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel John Determan Mr | David John Determan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Capitol Lakes Financial, LLP Daniel J. Determan has common control and ownership of Capitol Lakes Financial, LLP, an insurance agency and as such is separately licensed as an independent insurance agent. In this capacity, he can affect transactions in insurance products for his clients and earn commissions for these activities. The fees you pay our firm for advisory services are separate and distinct from the commissions earned by Mr. Determan for insurance related activities. This presents a conflict of interest because Mr. Determan may have an incentive to recommend insurance products to you for the purpose of generating commissions rather than solely based on your needs. However, you are under no obligation, contractually or otherwise, to purchase insurance products through any person affiliated with our firm. 2)Driftless Extracts, LLC Daniel J. Determan has made a founder-level investment in Driftless Extracts LLC, an industrial hemp processing and extraction company. His equity interest does not permit serving on the board of mangers nor is he currently an officer or employee of the company, but he could economically benefit in the form of dividends if the company is successful. This presents a conflict of interest between advisory clients who choose to consider an investment in Driftess Extracts LLC. Any investor considering an investment in Driftless Extracts LLC is required to conduct their own analysis of the merits and risks of the investment and make their own determination about whether or not to invest in an active offering. Mr. Determan is not acting as an advisor to any CLFAM clients in connection with this investment. Because of this conflict of interest he strongly encourages any investor to consult with his or her own independent legal counsel, accountant, and any other advisor or professional (including another investment advisor professional) with specific reference to the investor's own tax and financial situation, prior to making an investment. You are under no obligation, contractually or otherwise, to participate through any person affiliated with the firm. 3) Daniel J. Determan is one of four directors of the Natural Materials Technology Accelerator. This is a 501c3 registered non-profit aiming to do long-term research into commercial fiber separation facilities. Mr. Liegel is not compensated for participation in this entity. The purpose of the entity is to accelerate technology surrounding natural fibers and overall carbon sequestration. 4) Daniel is a passive, non-managing member of MEDS Properties, LLC, a manager-managed limited liability company (LLC). As a passive member, Daniel does not participate in the day-to-day management or decision-making of the LLC. The ownership interest held in the LLC does not conflict with Daniel's duties and obligations as an IAR at CLF Asset Management, Inc. The IAR's involvement is limited to ownership and does not involve active management or operational responsibilities within the company. This disclosure is made in accordance with the requirements set forth by CLF Asset Management, Inc. to ensure transparency and compliance with regulatory obligations.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel John Determan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 27, 2016 - Present
CLF ASSET MANAGEMENT, INC.
Office #1: 999 Fourier Drive Suite 301, Madison, WI 53717RIA
CRD#: 284060
Madison, WI
Past
November 7, 2011 - June 29, 2016
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
MADISON, WI
Past
November 7, 2011 - June 29, 2016
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
MADISON, WI
Past
June 23, 2011 - November 11, 2011
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
MADISON, WI
Past
February 21, 2005 - November 11, 2011
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CLF ASSET MANAGEMENT, INC.
CLF ASSET MANAGEMENT INC. | CLF ASSET MANAGEMENT, INC.
CRD#: 284060 / SEC#: 801-131455
RIA
Registered Investment Advisory firm - (12/6/2024 Approved)Illinois
Registered Investment Advisory firm - (12/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (12/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(6/27/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CLF ASSET MANAGEMENT, INC.
CLF ASSET MANAGEMENT INC. | CLF ASSET MANAGEMENT, INC.
CRD#: 284060 / SEC#: 801-131455
RIA
Registered Investment Advisory firm - (12/6/2024 Approved)Illinois
Registered Investment Advisory firm - (12/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (12/26/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
999 Fourier Drive Suite 301, Madison, WI 53717
Mailing Address
Phone number
(888) 505-3956
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 990 |
| AUM (Assets Under Management) | $ 110,460,547 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
