AM
Andrew D. Mercer
CETERA INVESTMENT ADVISERS LLC
SNELLVILLE, GA 30078
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CRD#: 4905186
AM
Professional summary
Andrew D Mercer, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Snellville, Georgia and CETERA WEALTH SERVICES, LLC located in Snellville, Georgia.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hammer Mortgage Inc~NIR~2092 Scenic Hwy, Ste A~Snellville~GA~30078~Real Estate/Mortgage/Title Services/Appraisal~Vice President~9/1/2005~10hrs~10hrs~Books and records, mortgage processing. 2) H3 Voluntary HOA~NIR~4974 Haralson Way~Lilburn~GA~30047~Other~Other~1/1/2018~1hrs~0hrs~Meetings. 3) HAMILTON FINANCIAL POSITION: Partner NATURE: DBA name for HHM Financial LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2022 ADDRESS: 2326 Wisteria Drive, Suite 110, Snellville GA 30078, United States DESCRIPTION: Same as HHM Financial LLC, it is a DBA name. 4) MFMC, LLC POSITION: Owner NATURE: Family management corporation for accepting wages for my own minor children. The company has no taxable income it is a pass-through organization. Wages are for my children's work for our accounting firm, they do not participate in investment activities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2022 ADDRESS: 2326 Wisteria Drive, Suite 110, Snellville GA 30078, United States DESCRIPTION: Managing my own minor children's wages and distributing them to children. Manager of bank account with balance of approximately $10,000. 5) HAMILTON CPAS & FINANCIAL SERVICES POSITION: Managing Partner NATURE: This is a DBA / marketing name for our firm, which is legally known as HHM Financial, LLC and is already disclosed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 2326 Wisteria Drive, Suite 110, Snellville GA 30078, United States DESCRIPTION: None - marketing name only. 6)HHM Financial LLC; Owner; Accounting Services/Tax Preparation; NIR; 120; 01/01/2018; 2326 Wisteria Dr, Ste 110 Snellville GA 30078; Managing Partner - I oversee the practice and primarily engage in wealth management for clients.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew D Mercer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2326 Wisteria Drive Suite 110, Snellville, GA 30078RIA
CRD#: 105644
SNELLVILLE, GA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2326 Wisteria Drive Suite 110, Snellville, GA 30078BD
CRD#: 13572
Snellville, GA
Past
December 17, 2010 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Snellville, GA
Past
May 4, 2005 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Snellville, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
IAR
Georgia(9/5/2025)
RR
Louisiana(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
