Kermit W. Cottrell
Professional summary
Kermit William Cottrell, who also goes by Kermit W Cottrell, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Kermit is registered as a RR (Registered Representative) and started their career in finance in 2000. Kermit has worked at 12 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kermit William Cottrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2020 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346April 3, 2019 - September 25, 2019
PRUCO SECURITIES, LLC.
June 26, 2018 - January 3, 2019
EQUITABLE ADVISORS, LLC
December 6, 2017 - May 21, 2018
FBL MARKETING SERVICES, LLC
May 10, 2017 - July 21, 2017
NATIONWIDE SECURITIES, LLC
July 15, 2016 - April 5, 2017
HORNOR, TOWNSEND & KENT, LLC
November 19, 2015 - June 16, 2016
MSI FINANCIAL SERVICES, INC.
June 14, 2014 - October 2, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
November 11, 2013 - May 1, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
September 20, 2013 - November 6, 2013
NATIONWIDE SECURITIES, LLC
December 15, 2011 - July 31, 2012
PRUCO SECURITIES, LLC.
July 13, 2011 - November 30, 2011
STATE FARM VP MANAGEMENT CORP.
June 18, 2010 - June 2, 2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC
April 23, 2009 - August 28, 2009
NEW ENGLAND SECURITIES
September 5, 2000 - May 22, 2009
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2020)
(10/23/2020)
Exams
FINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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