TP
Tony Y. Pao
NYLIFE SECURITIES LLC
Jacksonville, FL 32256
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CRD#: 4904511
TP
Professional summary
Tony Y Pao, who also goes by Tony Y Pao, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Jacksonville, Florida.
Tony is registered as a RR (Registered Representative) and started their career in finance in 2005. Tony has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tony Y Pao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF PAOERHOUSE FINANCIAL GROUP LLC D/B/A PAOERHOUSE FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; LAKE MARY, FL; START DATE: 02/2022] [Authentic Alexa LLC DBA SocialLead; Provide training content for SocialLead.io, an approved OBA for my wife Alexa Pao (111642). Create presentations on the topic of social media marketing and help with coaching of users of SocialLead.io.; 1594 Utica Trail, Lake Mary, FL 32746; Start Date 03/2022; Role/Title: Officer; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;495 N Keller Rd. Suite 150 Maitland FL, 32751; Start Date 04/2019; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Paoerhouse Performance LLC dba Forged Projects; Online sales of vinyl decals and automotive performance parts. Online performance parts sales still needs to be secured through a wholesaler. This part is still in the works.; 7025 CR 46A Suite 1071 #152 Lake Mary, FL 32746; Start Date 06/2021; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours;Manage the website and inventory [OPERATING UNDER THE DBA NAME OF ISLAND WEALTH STRATEGIES & INSURANCE SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (LAKE MARY, FL); START DATE: 01/2024]
CRS (Client Relationship Summary) - BD
Click below to view Tony Y Pao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 10375 Centurion Parkway North Suite 300, Jacksonville, FL 32256BD
CRD#: 5167
Jacksonville, FL
Past
October 22, 2018 - August 7, 2024
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
LAKE MARY, FL
Past
July 6, 2005 - August 7, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LAKE MARY, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/15/2025)
RR
Virginia(1/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Jacksonville, FL 32256TRUST BUT VERIFY
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