Oren Franks
Professional Summary
Oren Franks is a registered financial advisor currently at YORKVILLE IVES & CO., LLC located in Mountainside, New Jersey. Oren is registered as a RR (Registered Representative) and started their career in finance in 2025. Oren has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
YORKVILLE IVES & CO., LLC | YORKVILLE SECURITIES, LLC
Contact Information
Main Address
1012 Springfield Ave, Mountainside, NJ 07092Mailing Address
1012 Springfield Ave, Mountainside, NJ 07092Phone Number
(201) 536-5110Established
Delaware since 02/08/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKVILLE BD HOLDINGS, LLC | SOLE MEMBER | — |
| ANGELO, MARK ANTHONY | CHAIRMAN OF BOARD OF MANAGERS | 2585969 |
| BECKMAN, MATTHEW JACOB | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 4139592 |
| BOWMAN, TIMOTHY JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP | 2247374 |
| BRIGGS, ROGER THOMAS | CHIEF EXECUTIVE OFFICER | 1140433 |
| FRANKS, OREN | CONTROLLER | 4902717 |
| RILLO, TROY JAMES | PARTNER | 1726077 |
| ROSSELLI, MICHAEL ALBERT | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 7714774 |
| SCHULTZ, BARRETT OLIVER | CHIEF COMPLIANCE OFFICER | 2741114 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2024About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Oren Franks's CRS (Customer Relationship Summary).
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