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DS

Darius J. Saib

ARENA FINANCIAL SERVICES
New York, NY 10174
Some features on this profile are disabled
CRD#: 4902193
DS

Professional summary

Darius Jilali Saib, who also goes by Darius Saib, is a registered financial professional currently at ARENA FINANCIAL SERVICES, LLC located in New York, New York.

Darius is registered as a RR (Registered Representative) and started their career in finance in 2006. Darius has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Darius Saib

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darius Jilali Saib's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 7, 2020 - Present

ARENA FINANCIAL SERVICES, LLC

Office #1: 405 Lexington Avenue 59th Floor, New York, NY 10174
BD
CRD#: 281709
New York, NY
Past

December 16, 2013 - October 26, 2018

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
NEW YORK, NY
Past

March 1, 2011 - December 16, 2013

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

December 12, 2006 - November 4, 2010

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(10/21/2025)
RR
New York
(10/21/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ARENA FINANCIAL SERVICES, LLC
ARENA FINANCIAL SERVICES, LLC

CRD#: 281709 / SEC#: , 8-69682

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
405 Lexington Avenue 59th Floor, New York, NY, 10174
Mailing Address
405 Lexington Avenue 59th Floor, New York, NY, 10174
Phone number
(212) 612-3203
Established
Delaware since 06/04/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARENA INVESTORS GROUP HOLDINGS, LLCOWNER
CUTLER, LAWRENCE DAVIDPRESIDENT/ CEO4404656
GEORGE, THOMAS KEITHFINOP, PFO POO5378303
LAMA, TSERING LHASANGCCO7818283

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARENA FINANCIAL SERVICES, LLC

CRD#: 281709New York, NY 10174

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