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FIRM PROFILE
Overview
ARENA FINANCIAL SERVICES, LLC is located at 405 Lexington Avenue, 59th Floor, New York, NY 10174 and was first established at New York, Delaware in 06/04/2015. After operating for 11 years, ARENA FINANCIAL SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ARENA FINANCIAL SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ARENA FINANCIAL SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ARENA FINANCIAL SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ARENA FINANCIAL SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ARENA FINANCIAL SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for ARENA FINANCIAL SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
405 Lexington Avenue 59th Floor, New York, NY, 10174
405 Lexington Avenue 59th Floor, New York, NY, 10174
Small
(212) 612-3203
Delaware since 06/04/2015
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at ARENA FINANCIAL SERVICES, LLC
Thomas Keith George
Registered Affiliation(s):J. STREICHER & CO. L.L.C.
David Jayson Rothenberg
Registered Affiliation(s):ARENA FINANCIAL SERVICES, LLC
James Mitchell Braselton
Registered Affiliation(s):ARENA FINANCIAL SERVICES, LLC
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