Dwayne M. Horst

TRUIST ADVISORY SERVICES

GREENCASTLE, PA 17225

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CRD#: 4896897

Professional summary

Dwayne Marvin Horst is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Greencastle, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Chambersburg, Pennsylvania.

Dwayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Dwayne has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RHODES GROVE CAMP & CONFERENCE CENTER POSITION: Board Member NATURE: Board Member of a local Christian Camp. I will help set policies for the Camp and help oversee/assist the Executive Director who runs the daily operations of the Camp. This is a non-profit organization and no pay is involved. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2020 ADDRESS: 7693 Browns Mill Rd, Chambersburg PA 17202

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwayne Marvin Horst's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 40 Center Sq, Greencastle, PA 17225

RIA

CRD#: 283390

GREENCASTLE, PA

Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 801 Norland Ave, Chambersburg, PA 17201Office #2: 40 Center Sq, Greencastle, PA 17225Office #3: 232 E Main St, Waynesboro, PA 17268Office #4: 316 N Main St, Mercersburg, PA 17236

CRD#: 17499

Chambersburg, PA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

November 4, 2015 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

GREENCASTLE, PA

Past

November 4, 2015 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

GREENCASTLE, PA

Past

January 21, 2014 - November 3, 2015

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

GREENCASTLE, PA

Past

November 29, 2007 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

HAGERSTOWN, MD

Past

November 27, 2007 - November 3, 2015

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HAGERSTOWN, MD

Past

January 26, 2006 - November 28, 2007

IFMG SECURITIES, INC.

CRD#: 14416

GREENCASTLE, PA

Past

September 13, 2005 - January 26, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

February 8, 2005 - April 14, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 8, 2005 - April 14, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/7/2025)

Connecticut
(5/8/2024)

Florida
(2/17/2021)

Georgia
(1/7/2025)

Indiana
(10/2/2024)

Iowa
(8/19/2025)

Kansas
(2/17/2021)

Kentucky
(2/17/2021)

Maryland
(2/17/2021)

New Jersey
(12/12/2022)

New York
(2/17/2021)

North Carolina
(11/30/2021)

Pennsylvania
(2/17/2021)

IAR

Pennsylvania
(2/17/2021)

Rhode Island
(2/17/2021)

South Carolina
(2/17/2021)

Tennessee
(2/17/2021)

Texas
(12/17/2024)

Virginia
(2/17/2021)

West Virginia
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dwayne M. Horst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwayne Marvin Horst's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

IFMG SECURITIES, INC.

NYLIFE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/15/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2005

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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