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Michael Lazebnik

OPENYIELD TRADING
NEW YORK, NY
·CRD# 4888888·13 years experience

Professional Summary

Michael Lazebnik, who also goes by Mike Lazebnik, is a registered financial advisor currently at OPENYIELD TRADING LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Lazebnik

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

Current

OPENYIELD TRADING LLCCurrent·CRD# 326199
BD
420 Lexington Avenue Suite 300, New York, NY 10170
March 2, 2026 - Present

Past

TRADEWEB DIRECT LLCPast·CRD# 103787
BD
Jersey City, NJ
June 23, 2015 - January 2, 2026
VIRTU AMERICAS LLCPast·CRD# 149823
BD
Jersey City, NJ
June 12, 2013 - March 6, 2015

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Current Firm

OT
OPENYIELD TRADING LLC

OPENYIELD TRADING LLC

CRD#: 326199 / SEC#: 8-71081
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

420 Lexington Avenue Suite 300, New York, NY 10170

Mailing Address

420 Lexington Avenue Suite 300, New York, NY 10170

Phone Number

(908) 409-3542

Established

Delaware since 03/10/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OPENYIELD INC.SOLE MEMBER OF LLC AND PARENT COMPANY—
BIRNBAUM, JONATHAN ADAMCEO, PRESIDENT AND MANAGING PRINCIPAL5350316
CARTER, ANA RFINOP AND CHIEF FINANCIAL OFFICER4424794
SHPETNER, THOMAS DANIELGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER4487619

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Lazebnik's CRS (Customer Relationship Summary).

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