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ML

Michael Lazebnik

OPENYIELD TRADING LLC
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 4888888
ML

Professional summary

Michael Lazebnik, who also goes by Mike Lazebnik, is a registered financial professional currently at OPENYIELD TRADING LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Lazebnik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Lazebnik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

OPENYIELD TRADING LLC

Office #1: 205 East 42nd St Suite 1935, New York, NY 10017
BD
CRD#: 326199
NEW YORK, NY
Past

June 23, 2015 - January 2, 2026

TRADEWEB DIRECT LLC

BD
CRD#: 103787
JERSEY CITY, NJ
Past

June 12, 2013 - March 6, 2015

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/11/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OT
OPENYIELD TRADING LLC
OPENYIELD TRADING LLC

CRD#: 326199 / SEC#: , 8-71081

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
205 East 42nd St Suite 1935, New York, NY 10017
Mailing Address
205 East 42nd St Suite 1935, New York, NY 10017
Phone number
(908) 409-3542
Established
Delaware since 03/10/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OPENYIELD INC.SOLE MEMBER OF LLC AND PARENT COMPANY
BIRNBAUM, JONATHAN ADAMCEO, PRESIDENT AND MANAGING PRINCIPAL5350316
CARTER, ANA RFINOP AND CHIEF FINANCIAL OFFICER4424794
SHPETNER, THOMAS DANIELGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER4487619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPENYIELD TRADING LLC

CRD#: 326199New York, NY 10017

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