Fabio K. Ramalho
Professional summary
Fabio Kauss Ramalho, who also goes by Fabio K Ramalho, is a registered financial advisor currently at BRASIL PLURAL INVESTMENT ADVISOR LLC located in Scarsdale, New York and BRASIL PLURAL SECURITIES LLC located in New York, New York.
Fabio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Fabio has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Fabio Kauss Ramalho's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2024 - Present
BRASIL PLURAL INVESTMENT ADVISOR LLC
December 19, 2024 - Present
BRASIL PLURAL SECURITIES LLC
Office #1: 950 Third Avenue Suite 1702, New York, NY 10022October 23, 2009 - October 12, 2010
UBS SECURITIES LLC
March 24, 2005 - October 29, 2009
CITIGROUP GLOBAL MARKETS INC.
February 18, 2005 - March 23, 2005
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2024)
(12/19/2024)
Exams
Series 7TO
Date: 12/18/2024
General Securities Representative ExaminationFINRA
Current Firm
BRASIL PLURAL INVESTMENT ADVISOR LLC
CRD#: 288563 / SEC#: 801-134618
Contact information
Regulatory assets under management
| Total Number of Accounts | 203 |
| AUM (Assets Under Management) | $ 104,577,869 |
Red Flags
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