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CRD#: 159384
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BRASIL PLURAL SECURITIES LLC is located at 950 Third Avenue Suite 1702, New York, NY 10022 and was first established at New York, Delaware in 09/09/2011. After operating for 14 years, BRASIL PLURAL SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BRASIL PLURAL SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. BRASIL PLURAL SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BRASIL PLURAL SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BRASIL PLURAL SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BRASIL PLURAL SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BRASIL PLURAL SECURITIES LLC Comes From

Understanding the Statistics for BRASIL PLURAL SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
950 Third Avenue Suite 1702, New York, NY 10022
Mailing Address
950 Third Avenue Suite 1702, New York, NY 10022
Firm Size
Small
Phone Number
(212) 388-5600
Established
Delaware since 09/09/2011
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BRASIL PLURAL HOLDINGS LLCSOLE OWNER
DE ALBUQUERQUE SOUSA, DANIEL PEDROSACHIEF EXECUTIVE OFFICER6069773
GEORGE, THOMAS KEITHFINOP5378303
WELCH, JOHN HOWARDCHIEF COMPLIANCE OFFICER/AMLCO2869306

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Advisor's working at BRASIL PLURAL SECURITIES LLC

FR

Fabio Kauss Ramalho

Fabio K Ramalho
IAR
RR
CRD#: 4885967
Location:
Scarsdale, NY
Company:
BRASIL PLURAL INVESTMENT ADVISOR LLC
Disclosures:
Experience:
20 years
View Profile
VM

Victor Luiz Mecozzi

Victor Luiz Furlan Mecozzi
IAR
RR
CRD#: 6266181
Location:
Miami, FL 33133
Company:
BRASIL PLURAL INVESTMENT ADVISOR LLC
Disclosures:
Experience:
9 years
View Profile
DB

Daniel Bochnia Stapff

Daniel Bochnia Stapff
IAR
RR
CRD#: 6844857
Location:
Orlando, FL
Company:
BRASIL PLURAL INVESTMENT ADVISOR LLC
Disclosures:
Experience:
8 years
View Profile
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