KM
Karen B. Mayfield
TRUIST ADVISORY SERVICES
JACKSONVILLE, FL 32207
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CRD#: 4883454
KM
Professional summary
Karen Bessette Mayfield, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jacksonville, Florida and TRUIST INVESTMENT SERVICES, INC. located in Jacksonville, Florida.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Karen has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ESTATE PLANNING COUNCIL OF NE FL POSITION: Treasurer NATURE: Member Organization that provides educational development and networking with peers in the industry with Advisors, Attorneys, CPAs, Insurance Specialists, Trust Officers and Portfolio Managers INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2022 ADDRESS: Jacksonville FL, United States DESCRIPTION: Manage the books of the organization including check writing to vendors. WOLFSON'S CHILDREN'S WOMEN'S BOARD POSITION: Board Member NATURE: Women's Board benefitting Wolfson's Children's Hospital in the Jacksonville Community. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2025 ADDRESS: Jacksonville FL, United States DESCRIPTION: Volunteer and dues annually benefitting the children's hospital.
CRS (Client Relationship Summary) - RIA
Click below to view Karen Bessette Mayfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1200 Riverplace Blvd Fl 5, Jacksonville, FL 32207RIA
CRD#: 283390
JACKSONVILLE, FL
Current
January 1, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1200 Riverplace Blvd Fl 5, Jacksonville, FL 32207BD
CRD#: 17499
Jacksonville, FL
Past
April 10, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/19/2010)
RR
Florida(1/1/2005)
IAR
Florida(9/9/2016)
RR
Georgia(3/23/2010)
RR
Maryland(4/19/2010)
RR
New York(7/18/2012)
RR
Vermont(10/13/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Jacksonville, FL 32207TRUST BUT VERIFY
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