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Gregory John Kamph

TOURMALINE PARTNERS
STAMFORD, CT
·CRD# 4882986·20 years experience

Professional Summary

Gregory John Kamph is a registered financial advisor currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut. Gregory is registered as a RR (Registered Representative) and started their career in finance in 2006. Gregory has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

TOURMALINE PARTNERS, LLC·CRD# 154492
BD
680 Washington Blvd. 10th Floor, Stamford, CT 06901
February 1, 2023 - Present
MAXIM GROUP LLC·CRD# 120708
BD
Woodbury, NY
September 5, 2017 - February 16, 2023
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
New York, NY
December 15, 2008 - July 31, 2017
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 17, 2006 - December 19, 2008

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Current Firm

TP
TOURMALINE PARTNERS, LLC

TOURMALINE PARTNERS, LLC

CRD#: 154492 / SEC#: 8-68644
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

680 Washington Blvd. 10th Floor, Stamford, CT 06901

Mailing Address

680 Washington Blvd. 10th Floor, Stamford, CT 06901

Phone Number

(203) 302-7300

Established

Connecticut since 06/17/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (34 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TOUR INTERMEDIATE 2, LLCSOLE MEMBER—
CONWAY, JAMES ROBERTCFO, FINOP4368039
DISPIGNA, DANIEL NMNCOO2902260
HANTMAN, AARON SAMUELCEO3020334
OLENCKI, JAMES LOUIS MR.CHIEF COMPLIANCE OFFICER5602387

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/1/2023)
RR
Colorado
(2/1/2023)
RR
Connecticut
(2/1/2023)
RR
Maryland
(2/1/2023)
RR
Massachusetts
(2/1/2023)
RR
New Jersey
(2/1/2023)
RR
New York
(2/1/2023)
RR
Texas
(2/1/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2007About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2008

Series 7 — General Securities Representative Examination

Passed Apr 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory John Kamph's CRS (Customer Relationship Summary).

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