Karen B. Mcintyre
WESCOTT FINANCIAL ADVISORY GROUP LLC
Philadelphia, PA 19103-4196
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CRD#: 4882895
Professional summary
Karen Beth Mcintyre, CFP®, who also goes by Karen Beth Brody, is a registered financial advisor currently at WESCOTT FINANCIAL ADVISORY GROUP LLC located in Philadelphia, Pennsylvania.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Karen has worked at 3 firms .
Biography
About Wescott
Since 1987, Wescott has been helping our clients manage their affairs by integrating their financial and life goals with prudent planning and investment guidance. In concert with our philosophy of managing in a risk-reducing manner, our success is directly attributable to the dedication of our skills, values, discipline and resources to each of our clients. Wescott Financial Advisory Group LLC requires a minimum account size of $2 million.
Wescott's Wealth Management Program
For clients with investable assets of $2 million or more, Wescott’s Wealth Management Program provides a proactive and strategic process that unites financial planning and investment management. The process includes the review of client documents to identify issues and provide comprehensive practical solutions to meet our clients' financial objectives. We are continuously involved with our clients through regular meetings to ensure that the strategy adapts to changing client needs.
With a 99.5% client retention rate, Wescott is rated one of the top investment management firms in the United States. The firm is ranked in the top 40 nationally by Barron's, is in the top 2% of RIAs (Financial Advisor Magazine) and was named a top firm in South Florida by the South Florida Business Journal.
With offices in Philadelphia and Ft. Washington, PA and Boca Raton,FL, Wescott's mission is "Achieving Clients' Goals".
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Insurance Planning
Estate Planning
Social Security Planning
Tax Planning
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Entrepreneurs
High Net Worth Client Needs
Investment Advice with Ongoing...
Women's Financial Planning Iss...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Karen Beth Brody
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Karen Beth Mcintyre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
March 19, 2013 - Present
WESCOTT FINANCIAL ADVISORY GROUP LLC
Office #1: 30 South 17th Street, Philadelphia, PA 19103-4196Office #2: 162 Main St, Harleysville, PA 19438Office #3: 201 S. Biscayne Blvd. Fl. 28, Miami, FL 33131RIA
CRD#: 105989
Philadelphia, PA
Past
February 4, 2011 - February 11, 2013
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
LOWER GWYNEDD, PA
Past
November 15, 2004 - December 31, 2011
VANTAGE POINT ADVISORS INC.
RIA
CRD#: 109866
LOWER GWYNEDD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WESCOTT FINANCIAL ADVISORY GROUP LLC
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
RIA
Registered Investment Advisory firm - (6/11/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/3/2023)
IAR
Pennsylvania(3/19/2013)
IAR
Texas(1/13/2022)
Exams
Current Firm
WESCOTT FINANCIAL ADVISORY GROUP LLC
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
RIA
Registered Investment Advisory firm - (6/11/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30 South 17th Street, Philadelphia, PA 19103-4196
Mailing Address
Phone number
(215) 979-1619
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,329 |
| AUM (Assets Under Management) | $ 3,725,004,015 |
Red Flags
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Company Information
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989Philadelphia, PA 19103-4196TRUST BUT VERIFY
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Contact information
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