Scott T. Monahan
Professional summary
Scott Thomas Monahan is a registered financial professional currently at ROOSEVELT & CROSS, INCORPORATED located in Middletown, New Jersey.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 1 firm and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Thomas Monahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2005 - Present
ROOSEVELT & CROSS, INCORPORATED
Office #2: One Exchange Plaza 55 Broadway 22nd Fl, New York, NY, 10006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2006)
(9/21/2006)
(9/21/2006)
(9/21/2006)
(9/21/2006)
(9/21/2006)
(7/28/2006)
(5/31/2005)
(7/28/2006)
(9/21/2006)
(9/21/2006)
Exams
Series 52TO
Date: 9/20/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
ROOSEVELT & CROSS, INCORPORATED
CRD#: 6964 / SEC#: , 8-19363
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FARAWELL, JOHN MADDEN | DIRECTOR | 1018554 |
| FINN, FRANCIS GREGORY | CHAIRMAN OF THE BOARD | 1019346 |
| BRENNAN, ELAINE MARIE | DIRECTOR | 720043 |
| HALLER, JOSEPH CROSS | DIRECTOR | 4826263 |
| MONAHAN, SCOTT THOMAS | DIRECTOR | 4882785 |
| STAVITSKI, CHARLES CLEMENT | CEO | 5435642 |
| WAGNER, DAVID CHARLES | DIRECTOR | 4249755 |
| WELSH, WILLIAM WALTER | 5% OWNER | 1602929 |
| CAWLEY, KATHLEEN | CCO | 1129804 |
| MOORE, DAVID WILLIAM | COO/SENIOR VICE PRESIDENT | 2209528 |
| SAKOL, DANIEL SCOTT | FINOP | 2813237 |
Disclosures
| Regulatory Event | 4 |
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