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Scott R. Sherry
THE SHERRY GROUP
Mountain Home, AR 72653
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CRD#: 4882347
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Professional summary
Scott Raymond Sherry is a registered financial advisor currently at THE SHERRY GROUP, INC. located in Mountain Home, Arkansas and OSAIC WEALTH, INC. located in Mountain Home, Arkansas.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) THE SHERRY GROUP, INC. POSITION: Advisor/Research Marketing Assistant NATURE: Investment Advisory Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 07/2004 ADDRESS: 5 E 6th St, Mountain Home AR 72653, United States DESCRIPTION: Support to Advisors research, client support, marketing (2) SCOTT SHERRY POSITION: insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 5 E 6th St, Mountain Home AR 72653, United States DESCRIPTION: sell life insurance (3) OSAIC WEALTH, INC. POSITION: 11/2018 Registered Representative & 1/2024 Investment Adviser Representative NATURE: Broker Dealer & Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 ADDRESS: 5 E 6th St, Mountain Home AR 72653, United States DESCRIPTION: registered representative/Investment adviser rep (4) H. RAYMOND SHERRY FARM POSITION: laborer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2024 ADDRESS: 1444 CR 11, Mountain Home AR 72653, United States DESCRIPTION: farm work, hauling hay, cutting wood, clearing pastures
CRS (Client Relationship Summary) - RIA
Click below to view Scott Raymond Sherry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2024 - Present
THE SHERRY GROUP, INC.
Office #1: 5 E. 6th Street, Mountain Home, AR 72653RIA
CRD#: 146271
Mountain Home, AR
Current
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 5 E. Sixth Street, Mountain Home, AR 72653RIA
BD
CRD#: 23131
Mountain Home, AR
Past
January 30, 2024 - September 5, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MOUNTAIN HOME, AR
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MOUNTAIN HOME, AR
Past
November 29, 2004 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
MOUNTAIN HOME, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THE SHERRY GROUP, INC.
THE SHERRY GROUP, INC.
CRD#: 146271 / SEC#: 801-133990
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (8/7/2025 Terminated)Florida
Registered Investment Advisory firm - (7/30/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/30/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/30/2025 Terminated)Texas
Registered Investment Advisory firm - (7/30/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/30/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/2/2018)
IAR
Arkansas(11/12/2024)
RR
Missouri(4/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THE SHERRY GROUP, INC.
THE SHERRY GROUP, INC.
CRD#: 146271 / SEC#: 801-133990
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (8/7/2025 Terminated)Florida
Registered Investment Advisory firm - (7/30/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/30/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/30/2025 Terminated)Texas
Registered Investment Advisory firm - (7/30/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/30/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5 E. 6th Street, Mountain Home, AR 72653
Mailing Address
Phone number
(870) 425-8252
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 473 |
| AUM (Assets Under Management) | $ 111,867,695 |
Red Flags
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Company Information
THE SHERRY GROUP, INC.
CRD#: 146271Mountain Home, AR 72653TRUST BUT VERIFY
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