Andre Williams
Professional summary
Andre Williams, who also goes by Andre Patrick Williams, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Charlotte, North Carolina.
Andre is registered as a RR (Registered Representative) and started their career in finance in 2005. Andre has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andre Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 128 S. Tryon Street Suite 1600, Charlotte, NC 28202March 1, 2019 - July 17, 2020
BRIGHTHOUSE SECURITIES, LLC
August 4, 2017 - November 1, 2018
PNC WEALTH MANAGEMENT LLC
August 4, 2017 - November 1, 2018
PNC WEALTH MANAGEMENT LLC
May 19, 2016 - July 31, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2015 - July 31, 2017
WELLS FARGO CLEARING SERVICES, LLC
September 20, 2012 - July 15, 2013
SANTANDER SECURITIES LLC
April 10, 2008 - March 7, 2011
HSBC SECURITIES (USA) INC.
September 8, 2006 - August 22, 2007
CHASE INVESTMENT SERVICES CORP.
November 9, 2005 - August 30, 2006
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2020)
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Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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