Joseph H. Clinard

CETERA INVESTMENT ADVISERS LLC

MELVILLE, NY 11747

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CRD#: 48764

Professional summary

Joseph Hiram Clinard JR. is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Melville, New York and CETERA WEALTH SERVICES, LLC located in Melville, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Joseph has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 1, Series 53, Series 24 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR - FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 20-30 APX NUMBER OF HOURS DURING TRADING HOURS: 20-30 BRIEF DESCRIPTION OF DUTIES: ADVISOR - FINANCIAL SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Hiram Clinard JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1895 Walt Whitman Rd Ste 6, Melville, NY 11747

RIA

CRD#: 105644

MELVILLE, NY

Current

February 1, 2019 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1895 Walt Whitman Rd Ste 6, Melville, NY 11747

CRD#: 13572

Melville, NY

Past

February 5, 2019 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

June 8, 2004 - February 4, 2019

NORTH RIDGE SECURITIES CORP.

RIA

CRD#: 27098

MELVILLE, NY

Past

September 26, 1990 - February 1, 2019

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

MELVILLE, NY

Past

May 10, 1990 - July 11, 1990

LONG ISLAND NETWORK SECURITIES, INC.

CRD#: 15824

Past

March 27, 1985 - October 11, 1990

BROADPOINT DESCAP

CRD#: 14997

NEW YORK, NY

Past

December 14, 1983 - April 16, 1985

TIMECAPITAL SECURITIES CORPORATION

CRD#: 6845

Past

August 27, 1979 - December 27, 1983

INVESTORS PLANNING SERVICES, CORP.

CRD#: 5798

Past

November 27, 1974 - January 14, 1979

JII SECURITIES INC.

CRD#: 406

Past

July 30, 1973 - October 27, 1974

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Past

July 29, 1969 - June 11, 1973

SHEARSON, HAMMILL & CO., INCORPORATED

CRD#: 766

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/1/2019)

Florida
(2/2/2019)

Maryland
(2/1/2019)

Missouri
(8/25/2025)

New York
(2/1/2019)

IAR

New York
(6/29/2023)

South Carolina
(2/1/2019)

Virginia
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/8/1962

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/12/1986

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/1984

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 7/22/1969

Registered Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph H. Clinard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Hiram Clinard JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

NORTH RIDGE SECURITIES CORP.

NORTH RIDGE SECURITIES CORP.

LONG ISLAND NETWORK SECURITIES, INC.

BROADPOINT DESCAP

TIMECAPITAL SECURITIES CORPORATION

INVESTORS PLANNING SERVICES, CORP.

JII SECURITIES INC.

TOWER SQUARE SECURITIES, INC.

SHEARSON, HAMMILL & CO., INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2003

Series 63

Date: 7/2/1992

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 3/8/1962

Series 53

Date: 5/12/1986

Series 24

Date: 5/22/1984

Series 40

Date: 7/22/1969

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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