Joseph G. Doniger
Professional summary
Joseph G Doniger, who also goes by Joe Doniger, Joseph George Doniger, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Vienna, Virginia.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph G Doniger's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 8075 Leesburg Pike Suite 400, Vienna, VA 22182June 23, 2020 - July 25, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2020 - July 25, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 2019 - December 31, 2019
INTEGRITY ALLIANCE, LLC.
June 11, 2019 - December 31, 2019
INTEGRITY ALLIANCE, LLC.
February 21, 2019 - April 16, 2019
PRUCO SECURITIES, LLC.
January 31, 2019 - April 16, 2019
PRUCO SECURITIES, LLC.
July 24, 2017 - January 25, 2019
TRUIST ADVISORY SERVICES, INC.
June 7, 2017 - January 25, 2019
TRUIST INVESTMENT SERVICES, INC.
October 3, 2014 - May 9, 2017
WELLS FARGO CLEARING SERVICES, LLC
October 2, 2014 - May 9, 2017
WELLS FARGO CLEARING SERVICES, LLC
April 16, 2014 - September 18, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 28, 2013 - August 28, 2013
SIGNATOR INVESTORS, INC.
May 2, 2013 - August 28, 2013
SIGNATOR INVESTORS, INC.
October 20, 2011 - August 1, 2012
CL WEALTH MANAGEMENT LLC
October 10, 2011 - August 1, 2012
ALLIED BEACON PARTNERS, INC.
September 25, 2008 - November 20, 2009
MML INVESTORS SERVICES, LLC
September 25, 2008 - November 20, 2009
MML INVESTORS SERVICES, LLC
July 11, 2008 - August 13, 2008
MSI FINANCIAL SERVICES, INC.
July 2, 2007 - August 13, 2008
MSI FINANCIAL SERVICES, INC.
February 9, 2007 - June 18, 2007
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2026)
(4/7/2026)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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