Robert F. Held

FORTUNE FINANCIAL SERVICES

Lansdale, PA 19446

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CRD#: 4873410

Professional summary

Robert Forest Held III, who also goes by B.j. Held, Robert Forest Held, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Lansdale, Pennsylvania.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

B.j. Held | Robert Forest Held

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Forest Held III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2015 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 100 W Main Street Suite 210, Lansdale, PA 19446

CRD#: 42150

Lansdale, PA

Past

October 16, 2013 - January 14, 2015

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

LOWER GWYNEDD, PA

Past

July 12, 2010 - October 4, 2013

LPL FINANCIAL LLC

CRD#: 6413

SKIPPACK, PA

Past

February 18, 2010 - June 29, 2010

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

December 10, 2009 - January 22, 2010

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

WAYNE, PA

Past

July 10, 2007 - September 18, 2009

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

WAYNE, PA

Past

May 23, 2006 - July 2, 2007

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

LOWER GWYNEDD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/18/2022)

Colorado
(5/12/2017)

Florida
(1/14/2015)

Massachusetts
(12/15/2017)

New Hampshire
(7/15/2021)

New Jersey
(8/26/2019)

New York
(8/4/2021)

Ohio
(4/29/2021)

Oklahoma
(2/17/2022)

Pennsylvania
(1/14/2015)

South Carolina
(1/19/2024)

Tennessee
(3/12/2024)

Texas
(2/17/2022)

Virginia
(5/26/2015)

Exams

State Security Law Exam

Series 63

Date: 8/24/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/22/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert F. Held

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Forest Held III's CRS (Customer Relationship Summary).

Certified licenses

Experience

COINBASE CAPITAL MARKETS CORP

LPL FINANCIAL LLC

SEI INVESTMENTS DISTRIBUTION CO.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/24/2006

SIE

Date: 10/1/2018

Series 6

Date: 5/22/2006

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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