Ernest Domenic Kappotis
Professional Summary
Ernest Domenic Kappotis, who also goes by Ernest D Kappotis, Ernie D Kappotis, is a registered financial advisor currently at BMI CAPITAL INTERNATIONAL LLC located in New York, New York and SGI SECURITIES LLC located in New York, New York. Ernest is registered as a RR (Registered Representative) and started their career in finance in 2005. Ernest has worked at 21 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ernest D Kappotis, Ernie D Kappotis
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
BHA SELECT NETWORK, LLC | BRIGHTON HOUSE ASSOCIATES
Contact Information
Main Address
1 Lincoln Street 29th Floor, Boston, MA 02111Mailing Address
1 Lincoln Street 24th Floor, Boston, MA 02111Phone Number
(508) 786-0480Established
Massachusetts since 08/14/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ernest Domenic Kappotis's CRS (Customer Relationship Summary).
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