Edward N. Deaton

MBL ADVISORS

Charlotte, NC 28204

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CRD#: 4870180

Professional summary

Edward Neal Deaton, CFP® is a registered financial advisor currently at MBL ADVISORS located in Charlotte, North Carolina.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Edward has worked at 6 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Neal Deaton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 10, 2025 - Present

MBL ADVISORS

Office #1: 301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204

RIA

CRD#: 305176

Charlotte, NC

Past

November 16, 2018 - January 15, 2025

EDGE CAPITAL GROUP, LLC

RIA

CRD#: 297596

Charlotte, NC

Past

November 15, 2013 - April 10, 2014

PARSEC FINANCIAL

RIA

CRD#: 104919

ASHEVILLE, NC

Past

August 20, 2009 - March 22, 2012

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

December 1, 2005 - August 5, 2009

STEPHENS

CRD#: 3496

CHARLOTTE, NC

Past

March 22, 2005 - September 26, 2005

DAVENPORT & COMPANY LLC

CRD#: 1588

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBL ADVISORS

MBL ADVISORS | MBL WEALTH, LLC

CRD#: 305176 / SEC#: 801-117591

RIA

Registered Investment Advisory firm - (11/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 7/15/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 6/28/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 3/21/2005

General Securities Representative Examination

Current Firm

MBL ADVISORS

MBL ADVISORS | MBL WEALTH, LLC

CRD#: 305176 / SEC#: 801-117591

RIA

Registered Investment Advisory firm - (11/7/2019 Approved)

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Contact information

Main Address

301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204

Mailing Address

Phone number

(704) 333-8461

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBL WEALTH ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	951
AUM (Assets Under Management)	$ 1,142,902,910

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward N. Deaton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Neal Deaton's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDGE CAPITAL GROUP, LLC

PARSEC FINANCIAL

SCOTT & STRINGFELLOW, LLC

STEPHENS

DAVENPORT & COMPANY LLC

Primary Firm SEC Registration

MBL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2013

Series 63

Date: 1/9/2006

Series 87

Date: 7/15/2005

Series 86

Date: 6/28/2005

Series 7

Date: 3/21/2005

Current Firm

MBL ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MBL ADVISORS

TRUST BUT VERIFY

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