Erin F. Rector
Professional summary
Erin Frances Rector, who also goes by Erin Frances Kozloski, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Kent, Washington and VOYA FINANCIAL ADVISORS, INC. located in Kent, Washington.
Erin is registered as a RR (Registered Representative) and started their career in finance in 2004. Erin has worked at 3 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erin Frances Rector's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2011 - Present
VOYA FINANCIAL PARTNERS, LLC
April 27, 2021 - Present
VOYA FINANCIAL ADVISORS, INC.
April 30, 2008 - August 12, 2011
DIRECTED SERVICES LLC
November 2, 2004 - April 29, 2008
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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