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Frances Opfer Cronlund

Frances O. Cronlund

CURI CAPITAL
Raleigh, NC 27609
Some features on this profile are disabled
CRD#: 4868677
Frances Opfer Cronlund

Professional summary

Frances Opfer Cronlund, CFP®, CIMA®, who also goes by Francie Cronlund, Frances Cronlund, Frances Katrin Opfer, Francie Katrin Opfer, is a registered financial advisor currently at CURI CAPITAL, LLC located in Raleigh, North Carolina and INTEGRITY ALLIANCE, LLC. located in Raleigh, North Carolina.

Frances is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Frances has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Francie Cronlund | Frances Cronlund | Frances Katrin Opfer | Francie Katrin Opfer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CURI RMB CAPITAL POSITION: Employee NATURE: Financial planning, asset management, and retirement plan services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 08/05/2019 ADDRESS: 700 Spring Forest Road, Raleigh NC 27609, United States DESCRIPTION: wealth advisor who helps clients create a financial plan, select an investment strategy, and monitor success in reaching their financial goals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frances Opfer Cronlund's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2006

CIMA®

Certified Investment Management Analyst

Experience

Current

January 22, 2024 - Present

CURI CAPITAL, LLC

Office #1: 700 Spring Forest Road Suite 235, Raleigh, NC 27609
RIA
CRD#: 134249
Raleigh, NC
Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 700 Spring Forest Road, Raleigh, NC 27609
RIA
BD
CRD#: 139627
Raleigh, NC
Past

January 14, 2020 - November 3, 2025

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
Raleigh, NC
Past

September 5, 2019 - January 26, 2024

CURI CAPITAL

RIA
CRD#: 281133
Raleigh, NC
Past

December 24, 2010 - August 2, 2019

FIRST CITIZENS INVESTOR SERVICES, INC.

BD
CRD#: 44430
Raleigh, NC
Past

July 26, 2010 - August 2, 2019

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA
CRD#: 44430
Raleigh, NC
Past

November 2, 2004 - July 8, 2010

BB&T ASSET MANAGEMENT, INC.

RIA
CRD#: 108443
RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS

CRD#: 134249 / SEC#: 801-63939

RIA
Registered Investment Advisory firm - (2/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
North Carolina
(1/22/2024)
RR
North Carolina
(11/3/2025)
IAR
Texas
(1/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/21/2011
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/23/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS

CRD#: 134249 / SEC#: 801-63939

RIA
Registered Investment Advisory firm - (2/15/2005 Approved)
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Contact information

Main Address
One North Wacker Drive Suite 3500, Chicago, IL 60606
Mailing Address
Phone number
(312) 993-5800
Established
Firm type
Fiscal year end
# of Employees
168

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JULY 1, 2025 FORM ADV PART 2A CURI RMB CAPITAL, LLC (7/3/2025)

Regulatory assets under management

Total Number of Accounts13,209
AUM (Assets Under Management)$ 9,830,680,915

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/01/2025
Cover Page
Report
11/27/2024
Cover Page
Report
10/27/2023
Cover Page
Report
09/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURI CAPITAL, LLC

CRD#: 134249Raleigh, NC 27609

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