Thomas N. Breloff
Professional summary
Thomas Nicholas Breloff, who also goes by Thomas N Breloff, is a registered financial professional currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 57TO, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Nicholas Breloff's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2025 - Present
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Office #1: 575 5th Avenue Suite 2600, New York, NY 10017May 12, 2008 - May 27, 2011
CREDIT SUISSE SECURITIES (USA) LLC
September 6, 2006 - May 19, 2008
BNP PARIBAS SECURITIES CORP.
August 3, 2006 - August 25, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 10/30/2025
Securities Trader ExamSeries 55
Date: 9/11/2006
Limited Representative-Equity Trader ExamFINRA
NYSE Texas, Inc.
Current Firm
HEADLANDS TECHNOLOGIES SECURITIES, LLC
CRD#: 288960 / SEC#: , 8-69969
Contact information
Documents
Red Flags
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