Thomas Nicholas Breloff
Professional Summary
Thomas Nicholas Breloff, who also goes by Thomas N Breloff, is a registered financial advisor currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 57TO, Series 3, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas N Breloff
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Contact Information
Main Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606Mailing Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606Phone Number
(312) 601-8774Established
Delaware since 05/08/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Sep 2006SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Nicholas Breloff's CRS (Customer Relationship Summary).
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