Michael J Harvey
Professional Summary
Michael J Harvey, who also goes by Mike J Harvey, Mike Harvey, is a registered financial advisor currently at GALAXY SECURITIES, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike J Harvey, Mike Harvey
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
GALAXY SECURITIES, LLC
Contact Information
Main Address
300 Vesey Street 13th Floor, New York, NY, 10282Mailing Address
300 Vesey Street 13th Floor, New York, NY, 10282Phone Number
(212) 499-0081Established
Delaware since 03/20/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/9/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael J Harvey's CRS (Customer Relationship Summary).
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