Norman G. Fitzpatrick
Professional summary
Norman Geatz Fitzpatrick, who also goes by Norman G Fitzpatrick, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Norman is registered as a RR (Registered Representative) and started their career in finance in 2004. Norman has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norman Geatz Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2015 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112January 2, 2009 - July 2, 2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 12, 2008 - July 13, 2015
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 9, 2007 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
April 20, 2006 - March 23, 2007
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
February 13, 2006 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
October 28, 2005 - March 23, 2007
AMUNDI DISTRIBUTOR US, INC.
October 18, 2004 - October 31, 2005
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2015)
(6/30/2015)
(6/30/2015)
Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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