JG
Jeremy J. Gates
CETERA INVESTMENT ADVISERS LLC
NOBLESVILLE, IN
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CRD#: 4862229
JG
Professional summary
Jeremy Justin Gates, who also goes by Jj Gates, Jeremy J Gates, Jeremy Gates, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Noblesville, Indiana and CETERA WEALTH SERVICES, LLC located in Noblesville, Indiana.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jeremy has worked at 9 firms and has passed the Series 66, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jj Gates | Jeremy J Gates | Jeremy Gates
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PETRY WEALTH MANAGEMENT POSITION: CPA NATURE: Tax Services (preparation and filing of tax returns)Tax PlanningBookkeepingFinancial planning and investment servicesInvestment PlanningRetirement PlanningInsurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/05/2023 ADDRESS: 408 S 9TH STREET, Ste 100, NOBLESVILLE IN 46060, United States DESCRIPTION: Prepare, review and file tax returns for clients- both individuals and businesses, Provide tax planning for clients, and once licensed Provide financial and investment planning services for clients 2) DARYL J. PETRY INC. POSITION: CPA NATURE: CPA practice doing tax planning & returns for businesses & individuals. Assist internal and external clients with accounting/bookkeeping when appropriate. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 09/05/2023 ADDRESS: 408 S 9TH STREET, Ste 100, NOBLESVILLE IN 46060, United States DESCRIPTION: Top job responsibilities: Tax return preparation Tax projections Practice management Accounting Client service (respond to notices, client meetings, etc.) 3) "Referral Center; Referral Agent (Real Estate); I have a real estate license that I maintain in referral status so it doesn't expire so I don't have to do any CE requirements or wouldn't have to retake tests if I were to ever want to use it. Referral Agents do not list or sell, nor do they portray themselves to the general public as being actively involved in the real estate industry.; NIR; 0; 10/25/2019; 270 E Carmel Dr Carmel IN 46032; No duties or responsibilities. If I wanted to, I could refer real estate leads to the Referral Center and be compensated for them. I have not and do not plan to have activity, but wanted to disclose as an OBA to be safe based on the Avantax office auditor's suggestion."
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Justin Gates's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NOBLESVILLE, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 408 S 9th Street Ste 100, Noblesville, IN 46060BD
CRD#: 13572
NOBLESVILLE, IN
Past
December 13, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Noblesville, IN
Past
November 6, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NOBLESVILLE, IN
Past
August 30, 2007 - September 25, 2009
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
FISHERS (INDIANAPOLIS), IN
Past
August 29, 2007 - September 25, 2009
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
FISHERS (INDIANAPOLIS), IN
Past
April 13, 2007 - May 22, 2007
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MESA, AZ
Past
April 12, 2007 - June 26, 2007
CLARITY FINANCIAL PLANNING, P.C.
RIA
CRD#: 143305
MESA, AZ
Past
July 12, 2006 - May 22, 2007
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
MESA, AZ
Past
November 24, 2004 - September 15, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 24, 2004 - September 15, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
