David E. Nolet

NOLET WEALTH MANAGEMENT

Fort Worth, TX 76109

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CRD#: 4861861

Professional summary

David Edward Nolet is a registered financial advisor currently at NOLET WEALTH MANAGEMENT, LLC located in Fort Worth, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Henry St. James II, LLC Investment related: Yes Address: 3663 Fort Worth, TX Nature of the other business: This entity will be used for the sole purpose of purchasing rental real estate and related operating accounts. Position/Title/Relationship: Owner Start Date: 17-Jun-2015 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner Entity Name: Henry St. James III, LLC Investment related: Yes Address: Fort Worth, TX 76109 Nature of the other business: Rental Property Position/Title/Relationship: Sole Proprietor Start Date: 04-Apr-2018 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife and I are the sole managing members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Nolet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2024 - Present

NOLET WEALTH MANAGEMENT, LLC

Office #1: 306 W 7th Street Ste 640, Fort Worth, TX 76109

RIA

CRD#: 329186

Fort Worth, TX

Past

October 1, 2008 - December 20, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

Fort Worth, TX

Past

December 11, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

DALLAS, TX

Past

November 11, 2004 - April 5, 2006

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOLET WEALTH MANAGEMENT, LLC

CRD#: 329186 / SEC#: 801-129319

RIA

Registered Investment Advisory firm - (1/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/1/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/11/2013

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/22/2013

General Securities Sales Supervisor - General Module Examination

Current Firm

NOLET WEALTH MANAGEMENT, LLC

CRD#: 329186 / SEC#: 801-129319

RIA

Registered Investment Advisory firm - (1/5/2024 Approved)

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Contact information

Main Address

306 W 7th Street Ste 640, Fort Worth, TX 76109

Mailing Address

Phone number

(817) 350-4342

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (9/22/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 131,699,869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David E. Nolet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edward Nolet's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

NOLET WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2023

Series 63

Date: 12/1/2004

SIE

Date: 10/1/2018

Series 7

Date: 11/10/2004

Series 9

Date: 3/11/2013

Series 10

Date: 1/22/2013

Current Firm

NOLET WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOLET WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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