Lawrence H. Lempert

ARIN RISK ADVISORS LLC

Conshohocken, PA 19428

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CRD#: 4860552

Professional summary

Lawrence Howard Lempert is a registered financial advisor currently at ARIN RISK ADVISORS LLC located in Conshohocken, Pennsylvania.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Lawrence has worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LX2 LLC WHICH PROVIDES TECHNOLOGY AND OTHER BUSINESS SERVICES, MANAGER, 15 HOURS PER MONTH, NONE DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Howard Lempert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2012 - Present

ARIN RISK ADVISORS LLC

Office #1: 1100 East Hector Street Suite 215, Conshohocken, PA 19428

RIA

CRD#: 151491

Conshohocken, PA

Past

August 30, 2023 - October 15, 2025

ETF ARCHITECT

RIA

CRD#: 171412

NEWTOWN SQUARE, PA

Past

October 3, 2011 - February 1, 2012

WHITE PINES CAPITAL LLC

CRD#: 158550

NARBERTH, PA

Past

May 5, 2011 - October 3, 2011

LX2 TRADING LLC

CRD#: 156755

PHILADELPHIA, PA

Past

January 5, 2011 - February 22, 2012

VTRADER PRO, LLC

CRD#: 131920

SAN FRANCISCO, CA

Past

May 10, 2006 - January 3, 2011

BULLOCK TRADING LP

CRD#: 132807

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARIN RISK ADVISORS LLC

ARIN RISK ADVISORS LLC | WHITFORD ADVISORY SERVICES

CRD#: 151491 / SEC#: 801-70598

RIA

Registered Investment Advisory firm - (9/15/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2012

Uniform Investment Adviser Law Examination

Current Firm

ARIN RISK ADVISORS LLC

ARIN RISK ADVISORS LLC | WHITFORD ADVISORY SERVICES

CRD#: 151491 / SEC#: 801-70598

RIA

Registered Investment Advisory firm - (9/15/2009 Approved)

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Contact information

Main Address

1100 East Hector Street Suite 215, Conshohocken, PA 19428

Mailing Address

Phone number

(610) 822-3400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARIN RISK ADVISERS DISCLOSURE BROCHURE (4/17/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 4,974,237,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence H. Lempert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Howard Lempert's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIN RISK ADVISORS LLC

ETF ARCHITECT

WHITE PINES CAPITAL LLC

LX2 TRADING LLC

VTRADER PRO, LLC

BULLOCK TRADING LP

Primary Firm SEC Registration

ARIN RISK ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2012

Current Firm

ARIN RISK ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARIN RISK ADVISORS LLC

TRUST BUT VERIFY

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