Daniel Pellegriti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Pellegriti, who also goes by Danny Pellegriti, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2020 - February 28, 2022
BONDS.COM LLC
January 20, 2016 - June 30, 2017
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
March 6, 2014 - October 27, 2015
SANTANDER INVESTMENT SECURITIES INC.
July 9, 2013 - December 4, 2013
UNICREDIT CAPITAL MARKETS LLC
September 9, 2008 - June 28, 2013
INTESA SANPAOLO IMI SECURITIES CORP.
November 23, 2005 - November 6, 2007
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BONDS.COM LLC
CRD#: 43875 / SEC#: , 8-50451
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
