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Daniel Pellegriti

CRD# 4859980·Registered 2005 - 2022
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Pellegriti, who also goes by Danny Pellegriti, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2005 - 2022. Daniel had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Danny Pellegriti

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

BONDS.COM LLC·CRD# 43875
BD
New York, NY
August 24, 2020 - February 28, 2022
CAMBRIDGE INTERNATIONAL SECURITIES, LLC·CRD# 39137
BD
Westport, CT
January 20, 2016 - June 30, 2017
SANTANDER INVESTMENT SECURITIES INC.·CRD# 37216
BD
New York, NY
March 6, 2014 - October 27, 2015
UNICREDIT CAPITAL MARKETS LLC·CRD# 7789
BD
New York, NY
July 9, 2013 - December 4, 2013
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
September 9, 2008 - June 28, 2013
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
November 23, 2005 - November 6, 2007

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Current Firm

BL
BONDS.COM LLC

BONDS.COM LLC | PEDESTAL CAPITAL, INC. | PEDESTAL CAPITAL MARKETS, INC. | MTS MARKETS INTERNATIONAL, INC. | BONDS.COM, INC.

CRD#: 43875 / SEC#: 8-50451
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

32 Old Slip 34th Floor, New York, NY 10005

Mailing Address

32 Old Slip 34th Floor, New York, NY 10005

Phone Number

(212) 257-4062

Established

Delaware since 06/30/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADITION AMERICA HOLDINGS INC. (TAH")MEMBER—
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FIORIO, ROBERT ANTHONYFINOP5525052
PACHECO, ROGER IICHIEF COMPLIANCE OFFICER1312459
PARKER, DAVID NELSONCEO4349441

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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