Geoffrey F. Forcino

KATHMERE CAPITAL MANAGEMENT

Wayne, PA 19087

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CRD#: 4859232

Professional summary

Geoffrey Frederick Forcino, AIF®, who also goes by Geoff Forcino, Geoffrey F Forcino, is a registered financial advisor currently at KATHMERE CAPITAL MANAGEMENT, LLC located in Wayne, Pennsylvania.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Geoffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Geoff Forcino | Geoffrey F Forcino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

~1) Kathmere Capital Management LLC; Investment Related; 435 Devon Park Drive, Suite 715, Wayne PA 19087; RIA/Wealth Management/Corporate Retirement Plan Consulting; Director of Retirement Plan Services/Owner/Principle;09/2019; 45 hours a week, 30 trading hours a week; Run retirement plan department and act as an advisor to corporate retirement plans, financial planning and wealth management. ~2) Fixed Insurance; Not Investment Related; 435 Devon Park Drive, Suite 715, Wayne PA 19087; Fixed Insurance, Life, Health, LTC, etc.; Sole Proprietor; 01/2007; 3 hours a week, 3 trading hours a week; Fixed Insurance needs of clients. ~3) Geoffrey F. Forcino, Inc.; Investment Related; 16 Hickory Lane, Malvern, PA 19355; S-Corp set up for tax purposes and Liability; President; 11/2013; 2 hours a month, 1 trading hour a month; President of the company. No other employees. My commissions flowed through the S-Corp. ~4) Lion Street; Investment related; 515 Congress Ave, #2500 Austin TX 78701; Insurance Agency; Agent 4/4 hours/security hours a month; provide insurance advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Frederick Forcino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 30, 2019 - Present

KATHMERE CAPITAL MANAGEMENT, LLC

Office #1: 435 Devon Park Drive Suite 715, Wayne, PA 19087

RIA

CRD#: 305118

Wayne, PA

Past

October 1, 2019 - March 22, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Wayne, PA

Past

May 30, 2012 - October 1, 2019

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

KING OF PRUSSIA, PA

Past

May 24, 2012 - October 9, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

KING OF PRUSSIA, PA

Past

May 2, 2007 - October 9, 2019

LPL FINANCIAL LLC

CRD#: 6413

KING OF PRUSSIA, PA

Past

February 18, 2005 - May 8, 2007

OSAIC FS, INC.

CRD#: 3870

BRYN MAWR, PA

Past

November 12, 2004 - December 10, 2004

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/11/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

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Contact information

Main Address

435 Devon Park Drive Suite 715, Wayne, PA 19087

Mailing Address

Phone number

(610) 989-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KATHMERE CAPITAL MANAGEMENT ADV PART 2A 2022 (10/31/2025)

Regulatory assets under management

Total Number of Accounts	2,402
AUM (Assets Under Management)	$ 2,468,761,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Geoffrey F. Forcino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Frederick Forcino's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

KATHMERE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2012

Series 63

Date: 5/10/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2013

Series 6

Date: 11/11/2004

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KATHMERE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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