Danielle Place
Professional summary
Danielle Place, who also goes by Danielle Marie Place, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Charlotte, North Carolina.
Danielle is registered as a RR (Registered Representative) and started their career in finance in 2004. Danielle has worked at 12 firms and has passed the Series 66, Series 99TO, Series 52TO, Series 22TO, Series 82TO, SIE, Series 31, Series 7, Series 9, Series 14, Series 39, Series 10, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Danielle Place's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2019 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 550 South Tryon Street, Charlotte, NC 28202February 22, 2019 - April 9, 2019
ALLSPRING FUNDS MANAGEMENT, LLC
May 17, 2018 - February 21, 2019
ALLSPRING FUNDS MANAGEMENT, LLC
April 26, 2018 - April 9, 2019
ALLSPRING FUNDS DISTRIBUTOR, LLC
March 12, 2018 - April 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
March 6, 2018 - April 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
April 23, 2014 - August 28, 2017
UBS FINANCIAL SERVICES INC.
April 16, 2014 - August 28, 2017
UBS FINANCIAL SERVICES INC.
May 1, 2013 - April 14, 2014
MORGAN STANLEY
May 1, 2013 - April 14, 2014
MORGAN STANLEY
October 18, 2007 - April 22, 2013
INVESTORS CAPITAL CORP.
October 16, 2007 - April 22, 2013
INVESTORS CAPITAL CORP.
April 2, 2007 - October 23, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - October 23, 2007
MORGAN STANLEY & CO. LLC
October 17, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
October 17, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
August 25, 2005 - September 29, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 25, 2005 - September 29, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 28, 2005 - April 29, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 27, 2005 - June 17, 2005
IDS LIFE INSURANCE COMPANY
April 27, 2005 - June 17, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
October 11, 2004 - April 6, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
