Ricardo Golubov
Professional summary
Ricardo Golubov, who also goes by Ricardo Emanuel Golubov, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2004. Ricardo has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Golubov's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2015 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902March 19, 2015 - May 29, 2024
CLEARBRIDGE INVESTMENTS, LLC
August 6, 2012 - March 13, 2015
PGIM INVESTMENTS LLC
July 30, 2012 - March 13, 2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 1, 2009 - May 16, 2012
MORGAN STANLEY
June 1, 2009 - May 16, 2012
MORGAN STANLEY
August 13, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 15, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 14, 2007 - June 11, 2008
CHASE INVESTMENT SERVICES CORP.
September 22, 2006 - August 16, 2007
LADENBURG THALMANN & CO. INC.
November 24, 2004 - December 3, 2004
J.H. DARBIE & CO., INC.
November 24, 2004 - September 25, 2006
KBR CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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