Christy N. Moccia
Professional summary
Christy Noel Moccia, who also goes by Christy Noel Farrell, Christy Moccia, Christy Noel Oeth, Christy Oeth, is a registered financial professional currently at CLEAR STREET LLC located in Del Mar, California and CS ENHANCED LENDING LLC located in New York, New York.
Christy is registered as a RR (Registered Representative) and started their career in finance in 2004. Christy has worked at 12 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 87, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christy Noel Moccia's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2019 - Present
CLEAR STREET LLC
Office #1: 2010 Jimmy Durante Blvd, Suite 270 , Del Mar, CA 92014February 27, 2025 - Present
CS ENHANCED LENDING LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007August 17, 2021 - January 10, 2023
CSNR SERVICES, LLC
April 11, 2019 - April 15, 2024
SUMMIT SECURITIES GROUP LLC
July 26, 2017 - April 2, 2019
VIRTU FINANCIAL CAPITAL MARKETS LLC
November 6, 2013 - April 2, 2019
VIRTU AMERICAS LLC
July 25, 2013 - October 21, 2013
PERSHING LLC
January 6, 2010 - June 27, 2011
KNIGHT TRANSITION MANAGEMENT LLC
October 8, 2009 - July 25, 2013
VIRTU AMERICAS LLC
September 16, 2009 - November 8, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 30, 2008 - September 11, 2009
CBF ADVISORS, LLC
December 11, 2006 - September 11, 2009
MANAGED ACCOUNT SERVICES, LLC
October 21, 2004 - December 8, 2006
BAINBRIDGE SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2019)
(8/15/2019)
(11/19/2019)
(1/3/2020)
(5/15/2020)
(1/6/2020)
(11/6/2019)
(4/11/2019)
(5/26/2020)
(1/2/2020)
(8/26/2019)
(5/27/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CS ENHANCED LENDING LLC
CRD#: 331620 / SEC#: , 8-71254
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
