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FIRM PROFILE
Overview
CLEAR STREET LLC is located at 4 World Trade Center, 150 Greenwich Street 45th Floor, New York, NY 10007 and was first established at New York, Delaware in 12/20/2016. After operating for 9 years, CLEAR STREET LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CLEAR STREET LLC’s clients are individuals and 0% of their clients are high net worth individuals. CLEAR STREET LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CLEAR STREET LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CLEAR STREET LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CLEAR STREET LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CLEAR STREET LLC Comes From
Understanding the Statistics for CLEAR STREET LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Medium
(646) 738-4066
Delaware since 12/20/2016
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | ||
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 | |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 | |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 | |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 | |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 | |
| SICKLICK, KENNETH | DIRECTOR | 7418830 | |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
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Advisor's working at CLEAR STREET LLC
Tin Yau Sze
Mickey Max Schleien
Stefano Paul Sgambellone
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