Jessica M. Ruff
Professional summary
Jessica Mcgrath Ruff, who also goes by Jessica Botwinick Mcgrath, Jessica M Ruff, Jessica Mcgrath Ruff, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in New York, New York.
Jessica is registered as a RR (Registered Representative) and started their career in finance in 2004. Jessica has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jessica Mcgrath Ruff's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2017 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 1345 Avenue Of The Americas, New York, NY 10105May 27, 2016 - November 3, 2017
OPPENHEIMER & CO. INC.
November 20, 2012 - November 12, 2014
NYLIFE SECURITIES LLC
February 11, 2011 - April 25, 2012
EAGLE STRATEGIES LLC
November 26, 2004 - April 25, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
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