Omar Mostafa Nokta
Professional Summary
Omar Mostafa Nokta is a registered financial advisor currently at CLARKSONS SECURITIES, INC located in New York, New York. Omar is registered as a RR (Registered Representative) and started their career in finance in 2004. Omar has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 86, Series 87, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
CLARKSONS PLATOU SECURITIES, INC. | RS PLATOU MARKETS, INC. | RS PLATOU MARKETS INC. | R & R PLANNING GROUP LTD | DJF DISCOUNT BROKERS, INC. | DJF DISCOUNT BROKERS, INC | CLARKSONS SECURITIES, INC. | CLARKSONS SECURITIES, INC
Contact Information
Main Address
104 West 40th Street - 12th Floor, New York, NY 10018Mailing Address
104 West 40th Street - 12th Floor, New York, NY 10018Phone Number
(212) 317-7092Established
New York since 09/15/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARKSONS SECURITIES AS | SOLE SHAREHOLDER | — |
| DEVRIES, TIMOTHY S | CO-CEO | 4852002 |
| FODSTAD, CHRISTIAN GJELSVIK | DIRECTOR | 7726256 |
| HELBERG, IVAN ERIK | DIRECTOR | 6447460 |
| HOY, SNORRE FAERDEN | DIRECTOR | 7726806 |
| IANNACI, SALVATORE ANTHONY | CO-CEO | 2778870 |
| MCDONAGH, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER | 2749774 |
| MCDONAGH, BRIAN JOSEPH | CFO/FINOP | 2749774 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/4/2026)
(1/30/2026)
(1/30/2026)
(1/30/2026)
(1/28/2026)
(1/28/2026)
(1/30/2026)
(2/5/2026)
(1/29/2026)
(1/28/2026)
(1/28/2026)
(2/4/2026)
(3/4/2026)
(1/29/2026)
(2/2/2026)
(1/28/2026)
(1/28/2026)
(1/29/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2024About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Mar 2024About the Series 87 examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2016About the Series 79 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Omar Mostafa Nokta's CRS (Customer Relationship Summary).
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