Brian Joseph Mcdonagh
Professional Summary
Brian Joseph Mcdonagh, who also goes by Brian J Mcdonagh, is a registered financial advisor currently at CLARKSONS SECURITIES, INC located in Pompano Beach, Florida. Brian is registered as a RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, Series 52TO, SIE, Series 3, Series 87, Series 55, Series 7, Series 27, Series 53, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian J Mcdonagh
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
CLARKSONS PLATOU SECURITIES, INC. | RS PLATOU MARKETS, INC. | RS PLATOU MARKETS INC. | R & R PLANNING GROUP LTD | DJF DISCOUNT BROKERS, INC. | DJF DISCOUNT BROKERS, INC | CLARKSONS SECURITIES, INC. | CLARKSONS SECURITIES, INC
Contact Information
Main Address
104 West 40th Street - 12th Floor, New York, NY 10018Mailing Address
104 West 40th Street - 12th Floor, New York, NY 10018Phone Number
(212) 317-7092Established
New York since 09/15/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARKSONS SECURITIES AS | SOLE SHAREHOLDER | — |
| DEVRIES, TIMOTHY S | CO-CEO | 4852002 |
| FODSTAD, CHRISTIAN GJELSVIK | DIRECTOR | 7726256 |
| HELBERG, IVAN ERIK | DIRECTOR | 6447460 |
| HOY, SNORRE FAERDEN | DIRECTOR | 7726806 |
| IANNACI, SALVATORE ANTHONY | CO-CEO | 2778870 |
| MCDONAGH, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER | 2749774 |
| MCDONAGH, BRIAN JOSEPH | CFO/FINOP | 2749774 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/22/2022)
(11/22/2022)
(11/22/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Sep 2008About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2004About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Mcdonagh's CRS (Customer Relationship Summary).
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