Eric A. Tallon
Professional summary
Eric A Tallon, who also goes by Eric A Tallon, Eric Alexander Tallon, Eric Tallon, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Menlo Park, California and FIDELITY BROKERAGE SERVICES LLC located in San Jose, California.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Eric has worked at 12 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric A Tallon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4160 N First St, San Jose, CA 95134-1513January 25, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4160 N First St, San Jose, CA 95134-1513March 7, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 14, 2022 - May 11, 2022
EQUITABLE ADVISORS, LLC
March 2, 2016 - May 18, 2016
SCOTTRADE, INC.
January 22, 2013 - May 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2013 - May 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2011 - December 21, 2012
CHARLES SCHWAB & CO., INC.
August 2, 2011 - December 21, 2012
CHARLES SCHWAB & CO., INC.
October 16, 2009 - July 8, 2011
MORGAN STANLEY
October 16, 2009 - July 8, 2011
MORGAN STANLEY
July 9, 2009 - September 11, 2009
TD AMERITRADE, INC.
July 7, 2009 - September 11, 2009
TD AMERITRADE, INC.
July 7, 2009 - September 11, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 2, 2009 - April 22, 2009
A.G.P. / ALLIANCE GLOBAL PARTNERS
October 22, 2008 - January 23, 2009
WAMU INVESTMENTS, INC.
October 21, 2008 - January 23, 2009
WAMU INVESTMENTS, INC.
January 16, 2006 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2005 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2023)
(3/23/2023)
(3/1/2023)
(3/1/2023)
(2/27/2023)
(3/31/2025)
(6/6/2023)
(2/28/2023)
(3/9/2023)
(1/30/2023)
(1/27/2023)
(3/1/2023)
(2/28/2023)
(1/30/2023)
(3/3/2023)
(2/28/2023)
(3/2/2023)
(2/28/2023)
(3/1/2023)
(3/6/2023)
(1/27/2023)
(1/31/2023)
(2/28/2023)
(3/1/2023)
(3/2/2023)
(3/1/2023)
(2/28/2023)
(3/1/2023)
(2/27/2023)
(3/2/2023)
(3/8/2023)
(2/28/2023)
(2/28/2023)
(2/27/2023)
(2/28/2023)
(3/6/2023)
(2/28/2023)
(2/28/2023)
(2/28/2023)
(2/28/2023)
(2/7/2023)
(3/1/2023)
(3/6/2023)
(3/2/2023)
(3/1/2023)
(2/28/2023)
(3/31/2025)
(2/28/2023)
(2/28/2023)
(2/28/2023)
(3/6/2023)
(2/27/2023)
(3/2/2023)
(2/28/2023)
(2/27/2023)
Exams
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
