DK
David D. Kluksdal
CETERA INVESTMENT ADVISERS LLC
PAYETTE, ID 83661
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CRD#: 4850332
DK
Professional summary
David Dean Kluksdal is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Payette, Idaho and CETERA WEALTH SERVICES, LLC located in Boise, Idaho.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CAPITAL ASSET PROPERTIES, LLC, MEMBER, BOISE ID. START 04/2009, HRS MO. 5, DUTIES: OWNERS OF THE BUILDING THAT BRANCH OPERATES OUT OF. NON-INVESTMENT RELATED. 2) CAPITAL FINANCIAL SOLUTIONS, LLC, MBR BOISE, ID 33714, START 02/09, DEVOTE 2 HOURS A WEEK DURING TRADING HOURS. DUTIES: DBA FOR SUMMIT OFFICE IN BOISE.NON-INVESTMENT RELATED. 3) JOJ ENTERPRISES, INC. 6663 N GLENWOOD STREET, BOISE, ID 83714. OWNER -CORPORATION USED FOR BUSINESS ACTIVITIES ACCOUNTING AND TAXATION OF OF OTHER OBA'S DISCLOSED. NOT INVESTMENT RELATED. ZERO HOURS DURING TRADING HOURS AND ZERO HOURS DURING NON-TRADING HOURS; AGENT,DEVOTE 5 HOURS A WEEK DURING TRADING HOURS, DEVOTE 1 HOUR A WEEK OUTSIDE TRADING HOURS. DUTIES: HEALTH, LIFE, DISABLILTY INS, START 2004. 4) MDS ACQUISITIONS, LLC; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; OPERATING ENTITY TO RUN BRANCH OFFICE; MEMBER; STARTED 3/14/2018; APX 5 HOURS/MONTH, APX 5 DURING TRADING; Operating Entity for branch office in Payette. 5) WATERS EDGE BUSINESS OWNERS ASSOCIATION; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; PRESIDENT OF BOA THAT OFFICE IS LOCATED IN; PRESIDENT; 09/06/2019; APPX 1 HR/MONTH; APPX 0 HRS/MONTH DURING TRADING; COORDINATE BUSINESS OWNERS IN COMPLEX & WORK WITH PROPERTY MANAGER TO MAKE SURE EVERYTHIGN IS TAKEN CARE OF 6) NAME OF OTHER BUSINESS: RSK, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PURCHASED THE COMMERCIAL OFFICE BUILDING WHERE REGISTERED OFFICE IS LOCATED;
CRS (Client Relationship Summary) - RIA
Click below to view David Dean Kluksdal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 34 S Main Street, Payette, ID 83661Office #2: 6663 N Glenwood St, Boise, ID 83714RIA
CRD#: 105644
PAYETTE, ID
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6663 N Glenwood St, Boise, ID 83714Office #2: 34 S Main Street, Payette, ID 83661BD
CRD#: 13572
BOISE, ID
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 20, 2019 - March 6, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 5, 2019 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
BOISE, ID
Past
September 9, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BOISE, ID
Past
August 24, 2011 - December 23, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
BOISE, ID
Past
March 26, 2010 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
BOISE, ID
Past
January 26, 2009 - March 30, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
BOISE, ID
Past
September 21, 2004 - January 15, 2009
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2022)
RR
Alaska(9/20/2019)
RR
Arizona(9/20/2019)
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Georgia(1/31/2025)
IAR
Idaho(10/8/2015)
RR
Idaho(9/20/2019)
RR
Illinois(9/20/2019)
RR
Maryland(9/20/2019)
RR
Missouri(9/20/2019)
RR
Montana(10/16/2024)
RR
Nevada(2/26/2021)
RR
New Mexico(9/20/2019)
RR
Ohio(9/20/2019)
RR
Oregon(9/20/2019)
RR
South Carolina(3/4/2022)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Utah(9/20/2019)
RR
Virginia(6/18/2025)
RR
Washington(9/20/2019)
RR
Wyoming(9/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
