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Nandiyel Jamison

SOFI SECURITIES
Jacksonville, FL
·CRD# 4847598·22 years experience

Professional Summary

Nandiyel Jamison, who also goes by Nandiyel Anna Jamison, Nandiyelmun Anna Jamison, Nandiyel Anna Pelshak, Nandiyel Pelshak, is a registered financial advisor currently at SOFI SECURITIES LLC located in Jacksonville, Florida. Nandiyel is registered as a RR (Registered Representative) and started their career in finance in 2004. Nandiyel has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nandiyel Anna Jamison, Nandiyelmun Anna Jamison, Nandiyel Anna Pelshak, Nandiyel Pelshak

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

SOFI SECURITIES LLC·CRD# 151717
BD
5335 Gate Pkwy 5th Floor, Jacksonville, FL 32256
June 26, 2024 - Present
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Charlotte, NC
October 6, 2017 - September 29, 2021
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Charlotte, NC
October 6, 2017 - September 29, 2021
LPL FINANCIAL LLC·CRD# 6413
RIA
Charlotte, NC
January 5, 2009 - November 20, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Charlotte, NC
March 19, 2007 - November 20, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
Charlotte, NC
November 28, 2005 - February 23, 2007
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Malvern, PA
October 12, 2004 - November 1, 2005

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Current Firm

SS
SOFI SECURITIES LLC

BOHICA SECURITIES LLC | SOFI SECURITIES LLC

CRD#: 151717 / SEC#: 8-68389
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

234 1st Street, San Francisco, CA 94105

Phone Number

(855) 525-7634

Established

New York since 08/04/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOCIAL FINANCE, LLC.MEMBER—
BOHM, DAVID LAWRENCECHIEF ANTI-MONEY LAUNDERING OFFICER2858316
BURKE, RYANPRESIDENT5016797
CLARK, TYLERPRINCIPAL OPERATIONS OFFICER4085018
GAZLAY, ALEXANDREAFINOP7317942
SEFFINGER, MARKCHIEF COMPLIANCE OFFICER2294049

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2004About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2024About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2004About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nandiyel Jamison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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